Sandy Cummins

Financial Services Coordinator

Business Mission

  • To greet each of our clients in a friendly, professional manner, understanding that each client has different service preferences and needs
  • To follow through on all inquiries in a professional manner achieving the best possible outcome
  • To plan client events that are educational, informative and most of all, enjoyable
  • To ensure accuracy, security and confidentiality of all record management in accordance with current industry and compliance guidelines
  • To provide strategies to deal with the foibles of Mary, Doug, Peak’s Alliances and Peak Service Partners
  • To serve as an enthusiastic and thoughtful member of our entire team

 

Business Experience

  • Entire professional career has been devoted to the financial services industry, working with a mutual fund company, national broker/dealers and registered advisory firms
  • All prior positions have been client-centric, serving both individual and institutional clients

 

Credentials and Education

  • Passed the FINRA Series 7, Series 10, and Series 63 exams
  • Ready to tackle life, health, disability and long-term care insurance courses and exams

 

Professional Memberships

  • Habitat for Humanity
  • Red Cross Disaster Relief
  • The Adoption Exchange
  • National Neighborhood Watch

 

Fun Facts

  • Enjoys gardening – flower beds (not so much vegetables)
  • Likes to fish and spend time in the mountains, but not a camper - more of a glamper type
  • Would love to own a small travel trailer one day and travel to the National Parks
Phone 303-758-7899
Fax 303-758-0372